Rebecca Boll - 02 Mar 2023 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role: SVP & Chief Product Officer
Signature: /s/ Francis A. Fuselier as Attorney-in-fact for Rebecca Boll
Issuer symbol: FLNC
Transactions as of: 02 Mar 2023
Net transactions value: -$1,552,661
Form type: 4
Filing time: 06 Mar 2023, 15:04:19 UTC
Previous filing: 29 Apr 2022
Next filing: 01 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FLNC	Class A Common Stock	Options Exercise	$222,617	+90,864	+299%	$2.45^*	121,259	02 Mar 2023	Direct
transaction	FLNC	Class A Common Stock	Sale	$378,958	-19,706	-16%	$19.23	101,553	02 Mar 2023	Direct	F1, F2
transaction	FLNC	Class A Common Stock	Sale	$1,396,319	-71,158	-70%	$19.62	30,395	03 Mar 2023	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FLNC	Stock Option	Options Exercise	$0	-90,864	-22%	$0.000000	313,029	02 Mar 2023	Class A Common Stock	90,864	$2.45	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $19.305, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $20.06, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
F4	Represents part of a single option award grant initially for an aggregate 403,893 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.