Amanda Baldwin - Dec 11, 2023 Form 4 Insider Report for OLAPLEX HOLDINGS, INC. (OLPX)

Role: Chief Executive Officer, Director
Signature: /s/ John Duffy, attorney-in-fact
Stock symbol: OLPX
Transactions as of: Dec 11, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/13/2023, 04:22 PM
Next filing: Apr 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OLPX	Common Stock	Award	$0	+3.16M		$0.00	3.16M	Dec 11, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OLPX	Option (Right to Buy)	Award	$0	+4.24M		$0.00	4.24M	Dec 11, 2023	Common Stock	4.24M	$2.53	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock of the Issuer. The RSUs will vest in four equal installments on each of December 11, 2024, December 11, 2025, December 11, 2026 and December 11, 2027 and one-hundred percent in the event of a change in control of the Issuer (as defined in the award agreement), in each case, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.
F2	This option vests as to the underlying shares of Common Stock of the Issuer in four equal installments on each of December 11, 2024, December 11, 2025, December 11, 2026 and December 11, 2027 and one-hundred percent in the event of a change in control of the Issuer (as defined in the award agreement), in each case, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Content

Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock of the Issuer. The RSUs will vest in four equal installments on each of December 11, 2024, December 11, 2025, December 11, 2026 and December 11, 2027 and one-hundred percent in the event of a change in control of the Issuer (as defined in the award agreement), in each case, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

This option vests as to the underlying shares of Common Stock of the Issuer in four equal installments on each of December 11, 2024, December 11, 2025, December 11, 2026 and December 11, 2027 and one-hundred percent in the event of a change in control of the Issuer (as defined in the award agreement), in each case, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.