Jonathan Summers - Sep 28, 2022 Form 4 Insider Report for SHF Holdings, Inc. (SHFS)

Role
Director
Signature
Jonathan Summers
Stock symbol
SHFS
Transactions as of
Sep 28, 2022
Transactions value $
$0
Form type
4
Date filed
9/30/2022, 09:29 PM
Previous filing
Jun 23, 2021
Next filing
Jun 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHFS Class A common stock Conversion of derivative security +10K 10K Sep 28, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHFS Class B common stock Conversion of derivative security -10K -50% 10K Sep 28, 2022 Class A common stock 10K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 10,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.