Aren C. LeeKong - 01 Jun 2023 Form 4 Insider Report for Carlyle Secured Lending, Inc. (CGBD)

Signature
/s/ Joshua Lefkowitz, attorney-in-fact
Issuer symbol
CGBD
Transactions as of
01 Jun 2023
Net transactions value
+$19,963
Form type
4
Filing time
02 Jun 2023, 16:06:43 UTC
Previous filing
01 Jun 2023
Next filing
06 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CGBD Common Stock Purchase $19,963 +1,454 +7.2% $13.73 21,756 01 Jun 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the average purchase price per share. The shares were purchased at prices ranging from $13.71 to $13.75 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.