Jennifer Noel Harris - Jun 8, 2023 Form 4 Insider Report for Brilliant Earth Group, Inc. (BRLT)

Role
Director
Signature
/S/ Jeffrey Kuo as Attorney-in-Fact for Jennifer Harris
Stock symbol
BRLT
Transactions as of
Jun 8, 2023
Transactions value $
-$38,105
Form type
4
Date filed
6/12/2023, 01:25 PM
Previous filing
Jun 7, 2023
Next filing
Jul 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRLT Class A Common Stock Sale -$38.1K -10.1K -14.77% $3.79 58K Jun 8, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on December 1, 2022.
F2 This transaction was executed in multiple trades ranging from $3.71 to $3.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.