Jeffrey Chuenhong Kuo - 22 Feb 2022 Form 4 Insider Report for Brilliant Earth Group, Inc. (BRLT)

Role
Chief Financial Officer
Signature
/S/ Jeffrey Kuo
Issuer symbol
BRLT
Transactions as of
22 Feb 2022
Net transactions value
-$1,363,541
Form type
4
Filing time
24 Feb 2022, 20:30:37 UTC
Previous filing
04 Feb 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRLT Class A Common Stock Conversion of derivative security $0 +56,255 +64% $0.000000 143,974 22 Feb 2022 Direct
transaction BRLT Class A Common Stock Sale $381,040 -38,257 -27% $9.96 105,717 22 Feb 2022 Direct F1, F2
transaction BRLT Class A Common Stock Sale $194,108 -17,998 -17% $10.78 87,719 22 Feb 2022 Direct F1, F3
transaction BRLT Class B Common Stock Other $0 -56,255 -8.1% $0.000000 641,317 22 Feb 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +11,364 $0.000000 11,364 22 Feb 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $76,971 -7,728 -68% $9.96 3,636 22 Feb 2022 Held by the Alpha Echo Family Protection Trust F1, F2
transaction BRLT Class A Common Stock Sale $39,214 -3,636 -100% $10.78 0 22 Feb 2022 Held by the Alpha Echo Family Protection Trust F1, F3
transaction BRLT Class B Common Stock Other $0 -11,364 -8.4% $0.000000 124,539 22 Feb 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +11,364 $0.000000 11,364 22 Feb 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $76,971 -7,728 -68% $9.96 3,636 22 Feb 2022 Held by the Beta Echo Family Protection Trust F1, F2
transaction BRLT Class A Common Stock Sale $39,214 -3,636 -100% $10.78 0 22 Feb 2022 Held by the Beta Echo Family Protection Trust F1, F3
transaction BRLT Class B Common Stock Other $0 -11,364 -8.4% $0.000000 124,539 22 Feb 2022 Held by the Beta Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +18,545 +21% $0.000000 106,264 23 Feb 2022 Direct
transaction BRLT Class A Common Stock Sale $180,628 -18,545 -17% $9.74 87,719 23 Feb 2022 Direct F1, F5
transaction BRLT Class B Common Stock Other $0 -18,545 -2.9% $0.000000 622,772 23 Feb 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +3,746 $0.000000 3,746 23 Feb 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $36,486 -3,746 -100% $9.74 0 23 Feb 2022 Held by the Alpha Echo Family Protection Trust F1, F5
transaction BRLT Class B Common Stock Other $0 -3,746 -3% $0.000000 120,793 23 Feb 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +3,746 $0.000000 3,746 23 Feb 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $36,486 -3,746 -100% $9.74 0 23 Feb 2022 Held by the Beta Echo Family Protection Trust F1, F5
transaction BRLT Class B Common Stock Other $0 -3,746 -3% $0.000000 120,793 23 Feb 2022 Held by the Beta Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +24,200 +28% $0.000000 111,919 24 Feb 2022 Direct
transaction BRLT Class A Common Stock Sale $215,380 -24,200 -22% $8.90 87,719 24 Feb 2022 Direct F1, F6
transaction BRLT Class B Common Stock Other $0 -24,200 -3.9% $0.000000 598,572 24 Feb 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +4,890 $0.000000 4,890 24 Feb 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $43,521 -4,890 -100% $8.90 0 24 Feb 2022 Held by the Alpha Echo Family Protection Trust F1, F6
transaction BRLT Class B Common Stock Other $0 -4,890 -4% $0.000000 115,903 24 Feb 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +4,890 $0.000000 4,890 24 Feb 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale $43,521 -4,890 -100% $8.90 0 24 Feb 2022 Held by the Beta Echo Family Protection Trust F1, F6
transaction BRLT Class B Common Stock Other $0 -4,890 -4% $0.000000 115,903 24 Feb 2022 Held by the Beta Echo Family Protection Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRLT Common Units Conversion of derivative security $0 -56,255 -8.1% $0.000000 641,317 22 Feb 2022 Class A Common Stock 56,255 $0.000000 Direct F7
transaction BRLT Common Units Conversion of derivative security $0 -11,364 -8.4% $0.000000 124,539 22 Feb 2022 Class A Common Stock 11,364 $0.000000 Held by the Alpha Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -11,364 -8.4% $0.000000 124,539 22 Feb 2022 Class A Common Stock 11,364 $0.000000 Held by the Beta Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -18,545 -2.9% $0.000000 622,772 23 Feb 2022 Class A Common Stock 18,545 $0.000000 Direct F7
transaction BRLT Common Units Conversion of derivative security $0 -3,746 -3% $0.000000 120,793 23 Feb 2022 Class A Common Stock 3,746 $0.000000 Held by the Alpha Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -3,746 -3% $0.000000 120,793 23 Feb 2022 Class A Common Stock 3,746 $0.000000 Held by the Beta Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -24,200 -3.9% $0.000000 598,572 24 Feb 2022 Class A Common Stock 24,200 $0.000000 Direct F7
transaction BRLT Common Units Conversion of derivative security $0 -4,890 -4% $0.000000 115,903 24 Feb 2022 Class A Common Stock 4,890 $0.000000 Held by the Alpha Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -4,890 -4% $0.000000 115,903 24 Feb 2022 Class A Common Stock 4,890 $0.000000 Held by the Beta Echo Family Protection Trust F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.
F2 This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.
F5 This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7 The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.