Jeffrey Kuo - Feb 22, 2022 Form 4 Insider Report for Brilliant Earth Group, Inc. (BRLT)

Role
Chief Financial Officer
Signature
/S/ Jeffrey Kuo
Stock symbol
BRLT
Transactions as of
Feb 22, 2022
Transactions value $
-$1,363,541
Form type
4
Date filed
2/24/2022, 08:30 PM
Previous filing
Feb 4, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRLT Class A Common Stock Conversion of derivative security $0 +56.3K +64.13% $0.00 144K Feb 22, 2022 Direct
transaction BRLT Class A Common Stock Sale -$381K -38.3K -26.57% $9.96 106K Feb 22, 2022 Direct F1, F2
transaction BRLT Class A Common Stock Sale -$194K -18K -17.02% $10.79 87.7K Feb 22, 2022 Direct F1, F3
transaction BRLT Class B Common Stock Other $0 -56.3K -8.06% $0.00 641K Feb 22, 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +11.4K $0.00 11.4K Feb 22, 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale -$77K -7.73K -68% $9.96 3.64K Feb 22, 2022 Held by the Alpha Echo Family Protection Trust F1, F2
transaction BRLT Class A Common Stock Sale -$39.2K -3.64K -100% $10.79 0 Feb 22, 2022 Held by the Alpha Echo Family Protection Trust F1, F3
transaction BRLT Class B Common Stock Other $0 -11.4K -8.36% $0.00 125K Feb 22, 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +11.4K $0.00 11.4K Feb 22, 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale -$77K -7.73K -68% $9.96 3.64K Feb 22, 2022 Held by the Beta Echo Family Protection Trust F1, F2
transaction BRLT Class A Common Stock Sale -$39.2K -3.64K -100% $10.79 0 Feb 22, 2022 Held by the Beta Echo Family Protection Trust F1, F3
transaction BRLT Class B Common Stock Other $0 -11.4K -8.36% $0.00 125K Feb 22, 2022 Held by the Beta Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +18.5K +21.14% $0.00 106K Feb 23, 2022 Direct
transaction BRLT Class A Common Stock Sale -$181K -18.5K -17.45% $9.74 87.7K Feb 23, 2022 Direct F1, F5
transaction BRLT Class B Common Stock Other $0 -18.5K -2.89% $0.00 623K Feb 23, 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +3.75K $0.00 3.75K Feb 23, 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale -$36.5K -3.75K -100% $9.74 0 Feb 23, 2022 Held by the Alpha Echo Family Protection Trust F1, F5
transaction BRLT Class B Common Stock Other $0 -3.75K -3.01% $0.00 121K Feb 23, 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +3.75K $0.00 3.75K Feb 23, 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale -$36.5K -3.75K -100% $9.74 0 Feb 23, 2022 Held by the Beta Echo Family Protection Trust F1, F5
transaction BRLT Class B Common Stock Other $0 -3.75K -3.01% $0.00 121K Feb 23, 2022 Held by the Beta Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +24.2K +27.59% $0.00 112K Feb 24, 2022 Direct
transaction BRLT Class A Common Stock Sale -$215K -24.2K -21.62% $8.90 87.7K Feb 24, 2022 Direct F1, F6
transaction BRLT Class B Common Stock Other $0 -24.2K -3.89% $0.00 599K Feb 24, 2022 Direct F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +4.89K $0.00 4.89K Feb 24, 2022 Held by the Alpha Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale -$43.5K -4.89K -100% $8.90 0 Feb 24, 2022 Held by the Alpha Echo Family Protection Trust F1, F6
transaction BRLT Class B Common Stock Other $0 -4.89K -4.05% $0.00 116K Feb 24, 2022 Held by the Alpha Echo Family Protection Trust F4
transaction BRLT Class A Common Stock Conversion of derivative security $0 +4.89K $0.00 4.89K Feb 24, 2022 Held by the Beta Echo Family Protection Trust
transaction BRLT Class A Common Stock Sale -$43.5K -4.89K -100% $8.90 0 Feb 24, 2022 Held by the Beta Echo Family Protection Trust F1, F6
transaction BRLT Class B Common Stock Other $0 -4.89K -4.05% $0.00 116K Feb 24, 2022 Held by the Beta Echo Family Protection Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRLT Common Units Conversion of derivative security $0 -56.3K -8.06% $0.00 641K Feb 22, 2022 Class A Common Stock 56.3K $0.00 Direct F7
transaction BRLT Common Units Conversion of derivative security $0 -11.4K -8.36% $0.00 125K Feb 22, 2022 Class A Common Stock 11.4K $0.00 Held by the Alpha Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -11.4K -8.36% $0.00 125K Feb 22, 2022 Class A Common Stock 11.4K $0.00 Held by the Beta Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -18.5K -2.89% $0.00 623K Feb 23, 2022 Class A Common Stock 18.5K $0.00 Direct F7
transaction BRLT Common Units Conversion of derivative security $0 -3.75K -3.01% $0.00 121K Feb 23, 2022 Class A Common Stock 3.75K $0.00 Held by the Alpha Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -3.75K -3.01% $0.00 121K Feb 23, 2022 Class A Common Stock 3.75K $0.00 Held by the Beta Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -24.2K -3.89% $0.00 599K Feb 24, 2022 Class A Common Stock 24.2K $0.00 Direct F7
transaction BRLT Common Units Conversion of derivative security $0 -4.89K -4.05% $0.00 116K Feb 24, 2022 Class A Common Stock 4.89K $0.00 Held by the Alpha Echo Family Protection Trust F7
transaction BRLT Common Units Conversion of derivative security $0 -4.89K -4.05% $0.00 116K Feb 24, 2022 Class A Common Stock 4.89K $0.00 Held by the Beta Echo Family Protection Trust F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021.
F2 This transaction was executed in multiple trades ranging from $9.45 to $10.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades ranging from $10.46 to $11.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of Common Units.
F5 This transaction was executed in multiple trades ranging from $9.39 to $10.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades ranging from $8.66 to $9.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7 The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis, and a corresponding number of shares of Class B Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.