Just Rocks, Inc. - Jan 12, 2022 Form 4 Insider Report for Brilliant Earth Group, Inc. (BRLT)

Role
10%+ Owner
Signature
/s/ Jeffrey Kuo as Attorney-in-fact
Stock symbol
BRLT
Transactions as of
Jan 12, 2022
Transactions value $
-$4,392,751
Form type
4
Date filed
1/14/2022, 07:23 PM
Previous filing
Sep 28, 2021
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRLT Class A Common Stock Conversion of derivative security $0 +77.5K $0.00 77.5K Jan 12, 2022 Direct
transaction BRLT Class A Common Stock Sale -$646K -43.3K -55.86% $14.92 34.2K Jan 12, 2022 Direct F1, F2
transaction BRLT Class A Common Stock Sale -$520K -32.8K -95.89% $15.86 1.41K Jan 12, 2022 Direct F1, F3
transaction BRLT Class A Common Stock Sale -$23.5K -1.41K -100% $16.68 0 Jan 12, 2022 Direct F1, F4
transaction BRLT Class C Common Stock Other $0 -77.5K -0.16% $0.00 49.4M Jan 12, 2022 Direct F5
transaction BRLT Class A Common Stock Conversion of derivative security $0 +91.2K $0.00 91.2K Jan 13, 2022 Direct
transaction BRLT Class A Common Stock Sale -$1.08M -75K -82.24% $14.34 16.2K Jan 13, 2022 Direct F1, F6
transaction BRLT Class A Common Stock Sale -$240K -16.2K -100% $14.82 0 Jan 13, 2022 Direct F1, F7
transaction BRLT Class C Common Stock Other $0 -91.2K -0.18% $0.00 49.3M Jan 13, 2022 Direct F5
transaction BRLT Class A Common Stock Conversion of derivative security $0 +152K $0.00 152K Jan 14, 2022 Direct
transaction BRLT Class A Common Stock Sale -$1.68M -136K -89.54% $12.33 15.9K Jan 14, 2022 Direct F1, F8
transaction BRLT Class A Common Stock Sale -$210K -15.9K -100% $13.24 0 Jan 14, 2022 Direct F1, F9
transaction BRLT Class C Common Stock Other $0 -152K -0.31% $0.00 49.2M Jan 14, 2022 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRLT Common Units Conversion of derivative security $0 -77.5K -0.16% $0.00 49.4M Jan 12, 2022 Class D Common Stock 77.5K $0.00 Direct F10
transaction BRLT Class D Common Stock Conversion of derivative security $0 +77.5K $0.00 77.5K Jan 12, 2022 Class A Common Stock 77.5K $0.00 Direct F11
transaction BRLT Class D Common Stock Conversion of derivative security $0 -77.5K -100% $0.00* 0 Jan 12, 2022 Class A Common Stock 77.5K $0.00 Direct F11
transaction BRLT Common Units Conversion of derivative security $0 -91.2K -0.18% $0.00 49.3M Jan 13, 2022 Class D Common Stock 91.2K $0.00 Direct F10
transaction BRLT Class D Common Stock Conversion of derivative security $0 +91.2K $0.00 91.2K Jan 13, 2022 Class A Common Stock 91.2K $0.00 Direct F11
transaction BRLT Class D Common Stock Conversion of derivative security $0 -91.2K -100% $0.00* 0 Jan 13, 2022 Class A Common Stock 91.2K $0.00 Direct F11
transaction BRLT Common Units Conversion of derivative security $0 -152K -0.31% $0.00 49.2M Jan 14, 2022 Class D Common Stock 152K $0.00 Direct F10
transaction BRLT Class D Common Stock Conversion of derivative security $0 +152K $0.00 152K Jan 14, 2022 Class A Common Stock 152K $0.00 Direct F11
transaction BRLT Class D Common Stock Conversion of derivative security $0 -152K -100% $0.00* 0 Jan 14, 2022 Class A Common Stock 152K $0.00 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021.
F2 This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5 Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
F6 This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F10 The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
F11 The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.