Ric Smith - 06 Jun 2023 Form 4 Insider Report for SentinelOne, Inc. (S)

Role
CPO & CTO
Signature
/s/ Keenan Conder, Attorney-in-Fact
Issuer symbol
S
Transactions as of
06 Jun 2023
Net transactions value
-$411,198
Form type
4
Filing time
07 Jun 2023, 20:43:22 UTC
Previous filing
26 May 2023
Next filing
09 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Sale $195,890 -15,498 -2.8% $12.64 547,204 06 Jun 2023 Direct F1, F2, F3
transaction S Class A Common Stock Sale $215,308 -15,440 -2.8% $13.94 531,764 07 Jun 2023 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.59 to $12.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F4 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2023.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.64 to $14.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.