Donald McClymont - Jan 3, 2022 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Role
Chief Executive Officer, Director
Signature
/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Stock symbol
INDI
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 07:32 PM
Previous filing
Dec 16, 2021
Next filing
Feb 16, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INDI Restricted Stock Units Award $0 +24.6K $0.00 24.6K Jan 3, 2022 Class A Common Stock 24.6K Direct F1, F2
transaction INDI Performance-based Restricted Stock Units Award $0 +36.9K $0.00 36.9K Jan 3, 2022 Class A Common Stock 36.9K Direct F3, F4
transaction INDI Employee Stock Option (right to buy) Award $0 +70.6K $0.00 70.6K Jan 3, 2022 Class A Common Stock 70.6K $11.69 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2 The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.
F3 Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.
F4 The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.
F5 These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.