Wesley Bryett - Sep 6, 2023 Form 4 Insider Report for A.K.A. BRANDS HOLDING CORP. (AKA)

Signature
/s/ Ciaran Long, as attorney-in-fact for Wesley Bryett
Stock symbol
AKA
Transactions as of
Sep 6, 2023
Transactions value $
$0
Form type
4
Date filed
9/8/2023, 04:09 PM
Previous filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AKA Common Stock, par value $0.001 per share 20.6M Sep 6, 2023 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AKA Stock Options (right to buy) Award $0 +1M $0.00 1M Sep 6, 2023 Common Stock, par value $0.001 per share 1M $0.53 Direct F2
transaction AKA Stock Options (right to buy) Award $0 +1M $0.00 1M Sep 6, 2023 Common Stock, par value $0.001 per share 1M $5.00 Direct F2
transaction AKA Stock Options (right to buy) Award $0 +1M $0.00 1M Sep 6, 2023 Common Stock, par value $0.001 per share 1M $10.00 Direct F2
transaction AKA Stock Options (right to buy) Award $0 +2M $0.00 2M Sep 6, 2023 Common Stock, par value $0.001 per share 2M $15.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 20,591,189 shares of common stock held of record by The Bryett Enterprises Trust. The Bryett Enterprises Trust's primary beneficiaries are Eirin Bryett and Wesley Bryett and The Bryett Enterprises Trust is 100% owned by the Bryett Enterprises Pty Ltd., whose sole director is Wesley Bryett and whose two shareholders are Eirin Bryett and Wesley Bryett. Wesley Bryett has sole voting and dispositive power over the 20,591,189 shares of common stock held of record by The Bryett Enterprises Trust.
F2 Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.