Renata Caine - Jan 3, 2022 Form 4 Insider Report for Marqeta, Inc. (MQ)

Role
Senior Vice President of International, Strategy, and Planning
Signature
/s/ Christine Paster, Attorney-in-Fact
Stock symbol
MQ
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 05:20 PM
Previous filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MQ Class A Common Stock Conversion of derivative security $0 +1.84K +62.11% $0.00 4.81K Jan 3, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MQ Restricted Stock Units Options Exercise $0 -3.13K -11.11% $0.00 25K Jan 3, 2022 Class B Common Stock 3.13K Direct F2, F3
transaction MQ Class B Common Stock Options Exercise $0 +3.13K +0.64% $0.00 491K Jan 3, 2022 Class A Common Stock 3.13K Direct F1
transaction MQ Class B Common Stock Tax liability $0 -1.28K -0.26% $0.00 490K Jan 3, 2022 Class A Common Stock 1.28K Direct F1, F4
transaction MQ Class B Common Stock Conversion of derivative security $0 -1.84K -0.38% $0.00 488K Jan 3, 2022 Class A Common Stock 1.84K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F2 Each restricted stock unit is convertible into one share of Class B Common Stock.
F3 The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.
F4 Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.

Remarks:

Senior Vice President of International, Strategy, and Planning