Renata Caine - Oct 1, 2021 Form 4 Insider Report for Marqeta, Inc. (MQ)

Role
Senior Vice President of International, Strategy, and Planning
Signature
/s/ Christine Paster, Attorney-in-Fact
Stock symbol
MQ
Transactions as of
Oct 1, 2021
Transactions value $
-$23,663
Form type
4
Date filed
10/4/2021, 05:56 PM
Previous filing
Jul 8, 2021
Next filing
Nov 22, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MQ Restricted Stock Units Options Exercise $0 -3.13K -10% $0.00 28.1K Oct 1, 2021 Class B Common Stock 3.13K Direct F1, F2, F3
transaction MQ Class B Common Stock Options Exercise $0 +3.13K +0.64% $0.00 491K Oct 1, 2021 Class A Common Stock 3.13K Direct F3, F4
transaction MQ Class B Common Stock Tax liability -$23.7K -1.08K -0.22% $21.89 490K Oct 1, 2021 Class A Common Stock 1.08K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is convertible into one share of Class B Common Stock.
F2 The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F4 Includes 1,158 shares of Class B Common Stock that were properly reported on the Reporting Person's Form 4 filed June 8, 2021 but were not included on the Reporting Person's Form 4s filed June 11, 2021 and July 1, 2021 as the result of a scrivener's error.
F5 Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.

Remarks:

Senior Vice President of International, Strategy, and Planning