Christopher Lapointe - 16 Mar 2026 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
CFO and PAO
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
16 Mar 2026
Net transactions value
$0
Form type
4
Filing time
18 Mar 2026, 20:16:24 UTC
Previous filing
13 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lapointe Christopher CFO and PAO C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 18 Mar 2026 0001864508

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +119,318 +7% 1,822,870 16 Mar 2026 Direct F1
transaction SOFI Common Stock Options Exercise +36,589 +2% 1,859,459 16 Mar 2026 Direct F1
transaction SOFI Common Stock Tax liability -82,913 -4.5% $17.76* 1,776,546 16 Mar 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise -119,318 -22% $0.000000* 423,623 16 Mar 2026 Common Stock 119,318 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise -36,589 -11% $0.000000* 311,008 16 Mar 2026 Common Stock 36,589 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.