Jason M. Gardner - 15 Mar 2023 Form 4 Insider Report for Marqeta, Inc. (MQ)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Tracy Foard, Attorney-in-Fact
Issuer symbol
MQ
Transactions as of
15 Mar 2023
Net transactions value
$0
Form type
4
Filing time
17 Mar 2023, 17:23:05 UTC
Previous filing
10 Feb 2023
Next filing
18 Mar 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MQ Class B Common Stock Gift $0 -468,537 -100% $0.000000* 0 15 Mar 2023 Class A Common Stock 468,537 See Footnote F1, F2
transaction MQ Class B Common Stock Gift $0 -468,537 -100% $0.000000* 0 15 Mar 2023 Class A Common Stock 468,537 See Footnote F1, F3
transaction MQ Class B Common Stock Gift $0 +468,537 $0.000000 468,537 15 Mar 2023 Class A Common Stock 468,537 Direct F1
transaction MQ Class B Common Stock Gift $0 +468,537 $0.000000 468,537 15 Mar 2023 Class A Common Stock 468,537 See Footnote F1, F4
holding MQ Class B Common Stock 37,135,479 15 Mar 2023 Class A Common Stock 37,135,479 See Footnote F1, F5
holding MQ Class B Common Stock 1,500,000 15 Mar 2023 Class A Common Stock 1,500,000 See Footnote F1, F6
holding MQ Class B Common Stock 3,000,000 15 Mar 2023 Class A Common Stock 1,500,000 See Footnote F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F2 The shares are held directly by the Jason Gardner 2020 GRAT dated November 23, 2020 for which the Reporting Person is trustee.
F3 The shares are held directly by the Jocelyne Gardner 2020 GRAT, dated November 23, 2020 for which the spouse of the Reporting Person is trustee.
F4 The shares are held by the spouse of the Reporting Person.
F5 The shares are held directly by The Gardner 2008 Living Trust dated March 22, 2008 for which the Reporting Person and his spouse are trustees.
F6 The shares are held directly by the Jason Gardner 2022 GRAT dated November 23, 2022 for which the Reporting Person is trustee.
F7 The shares are held directly by the Jocelyne Gardner 2022 GRAT dated November 23, 2022 for which the spouse of the Reporting Person is trustee.