Jason M. Gardner - 31 Dec 2021 Form 5 Insider Report for Marqeta, Inc. (MQ)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christine Paster, Attorney-in-Fact
Issuer symbol
MQ
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
10 Feb 2022, 16:06:08 UTC
Previous filing
15 Jun 2021
Next filing
23 Aug 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MQ Class B Common Stock Gift $0 -156,463 -25% $0.000000 468,537 06 Dec 2021 Class A Common Stock 156,463 See Footnote F1, F2, F3
transaction MQ Class B Common Stock Gift $0 -156,463 -25% $0.000000 468,537 06 Dec 2021 Class A Common Stock 156,463 See Footnote F1, F4, F5
holding MQ Class B Common Stock 40,235,479 31 Dec 2021 Class A Common Stock 40,235,479 See Footnote F1, F2, F4, F6
holding MQ Class B Common Stock 8,000,000 31 Dec 2021 Class A Common Stock 8,000,000 See Footnote F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
F2 On December 2, 2021, the Jason Gardner 2020 GRAT, dated November 23, 2020, of which the Reporting Person is trustee, transferred 156,463 shares of Class B common Stock to The Gardner 2008 Living Trust dated March 22, 2008, of which the Reporting Person and his spouse are trustees.
F3 The shares are held of record by the Reporting Person, as trustee of the Jason Gardner 2020 GRAT, dated November 23, 2020.
F4 On December 2, 2021, the Jocelyne Gardner 2020 GRAT, dated November 23, 2020, of which the Reporting Person's spouse is trustee, transferred 156,463 shares of Class B common Stock to The Gardner 2008 Living Trust dated March 22, 2008, of which the Reporting Person and his spouse are trustees.
F5 The shares are held of record by the spouse of the Reporting Person, as trustee of the Jocelyne Gardner 2020 GRAT, dated November 23, 2020.
F6 The shares are held of record by the Reporting Person and his spouse as trustees of The Gardner 2008 Living Trust dated March 22, 2008.
F7 The shares are held of record by trusts for the benefit of the Reporting Person's children and of which the trustee is an independent institution. The Reporting Person disclaims beneficial ownership of the shares held in the trusts for the benefit of the Reporting Person's children.