Lisa G. Wolf - 01 Dec 2021 Form 4 Insider Report for Resonant Inc

Role: Chief Accounting Officer
Signature: /s/Martin S. McDermut, Attorney-In-Fact
Issuer symbol: N/A
Transactions as of: 01 Dec 2021
Net transactions value: -$32,832
Form type: 4
Filing time: 03 Dec 2021, 20:12:40 UTC
Previous filing: 19 Nov 2021
Next filing: 19 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RESN	Common Stock	Options Exercise		+6,931	+4.7%		155,672	01 Dec 2021	Direct	F1
transaction	RESN	Common Stock	Options Exercise		+10,394	+6.7%		166,066	01 Dec 2021	Direct	F1
transaction	RESN	Common Stock	Options Exercise		+9,861	+5.9%		175,927	01 Dec 2021	Direct	F1
transaction	RESN	Common Stock	Options Exercise		+12,500	+7.1%		188,427	01 Dec 2021	Direct	F1
transaction	RESN	Common Stock	Sale	$20,404	-10,749	-5.7%	$1.90	177,678	02 Dec 2021	Direct	F2, F3
transaction	RESN	Common Stock	Sale	$12,428	-7,110	-4%	$1.75	170,568	03 Dec 2021	Direct	F2, F4
holding	RESN	Common Stock						40	01 Dec 2021	By Ms. Wolf's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-6,931	-50%	$0.000000	6,931	01 Dec 2021	Common Stock	6,931		Direct	F1, F5
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-10,394	-33%	$0.000000	20,787	01 Dec 2021	Common Stock	10,394		Direct	F1, F6
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-9,861	-25%	$0.000000	29,577	01 Dec 2021	Common Stock	9,861		Direct	F1, F7
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-12,500	-33%	$0.000000	25,000	01 Dec 2021	Common Stock	12,500		Direct	F1, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2	This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3	This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4	This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5	6,931 restricted stock units vested on December 1, 2021, and an installment of 6,391 restricted stock units will vest on December 1, 2022.
F6	10,394 restricted stock units vested on December 1, 2021, an installment of 10,394 restricted stock units will vest on December 1, 2022, and an installment of 10,393 restricted stock units will vest on December 1, 2023.
F7	9,861 restricted stock units vested on December 1, 2021, and installments of 9,859 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
F8	12,500 restricted stock units vested on December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.