Lisa G. Wolf - Dec 1, 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role
Chief Accounting Officer
Signature
/s/Martin S. McDermut, Attorney-In-Fact
Stock symbol
RESN
Transactions as of
Dec 1, 2021
Transactions value $
-$32,832
Form type
4
Date filed
12/3/2021, 08:12 PM
Previous filing
Nov 19, 2021
Next filing
Jan 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RESN Common Stock Options Exercise +6.93K +4.66% 156K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +10.4K +6.68% 166K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +9.86K +5.94% 176K Dec 1, 2021 Direct F1
transaction RESN Common Stock Options Exercise +12.5K +7.11% 188K Dec 1, 2021 Direct F1
transaction RESN Common Stock Sale -$20.4K -10.7K -5.7% $1.90 178K Dec 2, 2021 Direct F2, F3
transaction RESN Common Stock Sale -$12.4K -7.11K -4% $1.75 171K Dec 3, 2021 Direct F2, F4
holding RESN Common Stock 40 Dec 1, 2021 By Ms. Wolf's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RESN Restricted Stock Units Options Exercise $0 -6.93K -50% $0.00 6.93K Dec 1, 2021 Common Stock 6.93K Direct F1, F5
transaction RESN Restricted Stock Units Options Exercise $0 -10.4K -33.33% $0.00 20.8K Dec 1, 2021 Common Stock 10.4K Direct F1, F6
transaction RESN Restricted Stock Units Options Exercise $0 -9.86K -25% $0.00 29.6K Dec 1, 2021 Common Stock 9.86K Direct F1, F7
transaction RESN Restricted Stock Units Options Exercise $0 -12.5K -33.33% $0.00 25K Dec 1, 2021 Common Stock 12.5K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2 This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3 This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 6,931 restricted stock units vested on December 1, 2021, and an installment of 6,391 restricted stock units will vest on December 1, 2022.
F6 10,394 restricted stock units vested on December 1, 2021, an installment of 10,394 restricted stock units will vest on December 1, 2022, and an installment of 10,393 restricted stock units will vest on December 1, 2023.
F7 9,861 restricted stock units vested on December 1, 2021, and installments of 9,859 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
F8 12,500 restricted stock units vested on December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.