Lisa G. Wolf - 14 May 2021 Form 3 Insider Report for Resonant Inc

Role
Chief Accounting Officer
Signature
/s/Lisa G. Wolf
Issuer symbol
N/A
Transactions as of
14 May 2021
Net transactions value
$0
Form type
3
Filing time
18 May 2021, 21:32:48 UTC
Next filing
21 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RESN Common Stock 151,667 14 May 2021 Direct
holding RESN Common Stock 40 14 May 2021 By Ms. Wolf's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RESN Restricted Stock Units 14 May 2021 Common Stock 13,862 $0.000000 Direct F1
holding RESN Restricted Stock Units 14 May 2021 Common Stock 31,181 $0.000000 Direct F2
holding RESN Restricted Stock Units 14 May 2021 Common Stock 39,438 $0.000000 Direct F3
holding RESN Restricted Stock Units 14 May 2021 Common Stock 37,500 $0.000000 Direct F4
holding RESN Stock Options (Right to Buy) 14 May 2021 Common Stock 5,000 $7.20 Direct F5
holding RESN Stock Options (Right to Buy) 14 May 2021 Common Stock 25,000 $5.07 Direct F5
holding RESN Stock Options (Right to Buy) 14 May 2021 Common Stock 15,319 $4.36 Direct F5
holding RESN Stock Options (Right to Buy) 14 May 2021 Common Stock 6,688 $4.51 Direct F5
holding RESN Stock Options (Right to Buy) 14 May 2021 Common Stock 4,808 $4.62 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units will vest as follows: 6,931 shares on each of December 1, 2021 and December 1, 2022.
F2 The restricted stock units will vest as follows: 10,394 shares on each of December 1, 2021 and December 1, 2022, and 10,393 shares on December 1, 2023.
F3 The restricted stock units will vest as follows: 9,861 shares on December 1, 2021, and 9,859 shares on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F4 The restricted stock units will vest as follows: 12,500 shares on each of December 1, 2021, December 1, 2022, and December 1, 2023.
F5 100% of stock options are fully vested.