Lisa Wolf - May 14, 2021 Form 3 Insider Report for Resonant Inc (RESN)

Role
Chief Accounting Officer
Signature
/s/Lisa G. Wolf
Stock symbol
RESN
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
3
Date filed
5/18/2021, 09:32 PM
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RESN Common Stock 152K May 14, 2021 Direct
holding RESN Common Stock 40 May 14, 2021 By Ms. Wolf's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RESN Restricted Stock Units May 14, 2021 Common Stock 13.9K $0.00 Direct F1
holding RESN Restricted Stock Units May 14, 2021 Common Stock 31.2K $0.00 Direct F2
holding RESN Restricted Stock Units May 14, 2021 Common Stock 39.4K $0.00 Direct F3
holding RESN Restricted Stock Units May 14, 2021 Common Stock 37.5K $0.00 Direct F4
holding RESN Stock Options (Right to Buy) May 14, 2021 Common Stock 5K $7.20 Direct F5
holding RESN Stock Options (Right to Buy) May 14, 2021 Common Stock 25K $5.07 Direct F5
holding RESN Stock Options (Right to Buy) May 14, 2021 Common Stock 15.3K $4.36 Direct F5
holding RESN Stock Options (Right to Buy) May 14, 2021 Common Stock 6.69K $4.51 Direct F5
holding RESN Stock Options (Right to Buy) May 14, 2021 Common Stock 4.81K $4.62 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units will vest as follows: 6,931 shares on each of December 1, 2021 and December 1, 2022.
F2 The restricted stock units will vest as follows: 10,394 shares on each of December 1, 2021 and December 1, 2022, and 10,393 shares on December 1, 2023.
F3 The restricted stock units will vest as follows: 9,861 shares on December 1, 2021, and 9,859 shares on each of December 1, 2022, December 1, 2023, and December 1, 2024.
F4 The restricted stock units will vest as follows: 12,500 shares on each of December 1, 2021, December 1, 2022, and December 1, 2023.
F5 100% of stock options are fully vested.