| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Renjel Louis E. | EVP&CEO DEF&MW&ChiefCorpAffOff | 525 S. TRYON STREET, CHARLOTTE | David S. Maltz, attorney-in-fact for Louis E. Renjel | 20 Jan 2026 | 0001861032 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DUK | Phantom Stock Units | Award | $2,972 | +25 | +1.5% | $118.90 | 1,726 | 15 Jan 2026 | Common Stock | 25 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. |
| F2 | The phantom stock units were accrued under the Issuer's Executive Savings Plan (the Plan). Phantom stock units are settled six months following the reporting person's termination of service. Prior to settlement, the reporting person may transfer the value of their phantom stock units into alternative investment vehicles in the Plan. |
| F3 | Includes phantom stock units acquired upon deferral of compensation under the Plan, including salary deferrals between January 2024 and December 2024 that were inadvertently omitted from prior filings, and other credited retirement contributions deposited into the Plan. Each of these transactions is exempt under Rule 16b-3(d). |