| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HRT | Common Stock | +Options Exercise | $0 | +16,369 | +107.46% | $0.00 | 31,602 | May 25, 2024 | See footnote | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HRT | Restricted Stock Unit (RSU) | -Options Exercise | $0 | -16,369 | -100% | $0.00 | 0 | May 25, 2024 | Common Stock | 16,369 | $0.00 | See footnote | F1, F2 |
| Id | Content |
|---|---|
| F1 | 16,369 RSUs were originally granted on May 25, 2023 under the Company's 2021 Omnibus Incentive Plan. The RSUs vested fully on May 25, 2024. |
| F2 | Each RSU represented the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. These RSUs granted to Mr. Matthews were held by him, and the shares of common stock issued upon vesting of the RSUs are held by him solely for the benefit of Stone Point Capital LLC (Stone Point), of which Mr. Matthews is a managing director. Mr. Matthews disclaimed beneficial ownership of these RSUs and disclaims beneficial ownership of the shares of common stock issued upon vesting of the RSUs, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect owner of these RSUs. |