| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HRT | Common Stock | Options Exercise | $0 | +987 | +30.91% | $0.00 | 4.18 K | Nov 20, 2023 | Direct | F1, F2 |
| transaction | HRT | Common Stock | Options Exercise | $0 | +10.1 K | +241% | $0.00 | 14.3 K | Nov 20, 2023 | Direct | F2, F3 |
| transaction | HRT | Common Stock | Tax liability | -$35.7 K | -2.7 K | -18.91% | $13.25 | 11.6 K | Nov 20, 2023 | Direct | F2, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HRT | Restricted Stock Unit (RSU) | Options Exercise | $0 | -987 | -2.08% | $0.00 | 46.4 K | Nov 20, 2023 | Common Stock | 987 | $0.00 | Direct | F1, F5 |
| transaction | HRT | Restricted Stock Unit (RSU) | Options Exercise | $0 | -10.1 K | -21.71% | $0.00 | 36.3 K | Nov 20, 2023 | Common Stock | 10.1 K | $0.00 | Direct | F3, F5 |
| Id | Content |
|---|---|
| F1 | 3,947 RSUs were originally granted on October 28, 2021 under the Company's 2021 Omnibus Incentive Plan, of which 25% vested on each of November 20, 2022 and November 20, 2023 with the remaining 50% vesting 25% on each of November 20, 2024 and November 20, 2025, subject to continued employment through the vesting date. |
| F2 | Includes shares issued upon vesting of Restricted Stock Units as well as shares purchased pursuant to the Issuer's Employee Stock Purchase Plan. |
| F3 | 30,223 RSUs were originally granted on November 7, 2022 under the Company's 2021 Omnibus Incentive Plan, of which the first installment vested on November 20, 2023, and the remainder will vest in two equal installments on each of November 20, 2024 and November 20, 2025, subject to continued employment through the vesting date. |
| F4 | Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the settlement of shares of common stock underlying the Reporting Person's restricted stock units which vested on November 20, 2023. |
| F5 | Each restricted stock unit (RSU) represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |