Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HRT | Common Stock | Options Exercise | $0 | +4.34K | $0.00 | 4.34K | Jun 2, 2022 | See footnote | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HRT | Restricted Stock Unit (RSU) | Options Exercise | $0 | -4.34K | -100% | $0.00* | 0 | Jun 2, 2022 | Common Stock | 4.34K | $0.00 | See footnote | F1, F2 |
transaction | HRT | Restricted Stock Unit (RSU) | Award | $0 | +10.9K | $0.00 | 10.9K | Jun 2, 2022 | Common Stock | 10.9K | $0.00 | See footnote | F2, F3 |
Id | Content |
---|---|
F1 | The restricted stock units (RSUs) were originally granted on October 28, 2021 under the Company's 2021 Omnibus Incentive Plan. The RSUs vested fully on June 2, 2022. |
F2 | Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. These RSUs granted to Mr. Carey are held by him solely for the benefit of Stone Point Capital LLC (Stone Point), of which Mr. Carey is a managing director. Mr. Carey disclaims beneficial ownership of these RSUs, except to the extent of his pecuniary interest therein, if any. Stone Point may be deemed an indirect owner of these RSUs. |
F3 | Restricted stock units award granted on June 2, 2022, which will vest on the earlier of the 2023 annual meeting or June 2, 2023, subject to continued service. |