Donald Frey - 16 Nov 2021 Form 4 Insider Report for Honest Company, Inc. (HNST)

Role
Chief Innovation Officer
Signature
/s/ Brendan Sheehey, Attorney-in-Fact
Issuer symbol
HNST
Transactions as of
16 Nov 2021
Net transactions value
-$97,750
Form type
4
Filing time
18 Nov 2021, 12:13:01 UTC
Previous filing
13 Aug 2021
Next filing
28 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Options Exercise $132,250 +23,000 +17% $5.75 159,265 16 Nov 2021 Direct F1
transaction HNST Common Stock Sale $230,000 -23,000 -14% $10.00* 136,265 16 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -23,000 -23% $0.000000 77,000 16 Nov 2021 Common Stock 23,000 $5.75 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 136,265 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
F3 The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on September 12, 2018.