Donald Frey - Nov 16, 2021 Form 4 Insider Report for Honest Company, Inc. (HNST)

Role
Chief Innovation Officer
Signature
/s/ Brendan Sheehey, Attorney-in-Fact
Stock symbol
HNST
Transactions as of
Nov 16, 2021
Transactions value $
-$97,750
Form type
4
Date filed
11/18/2021, 12:13 PM
Previous filing
Aug 13, 2021
Next filing
Mar 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Options Exercise $132K +23K +16.88% $5.75 159K Nov 16, 2021 Direct F1
transaction HNST Common Stock Sale -$230K -23K -14.44% $10.00* 136K Nov 16, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -23K -23% $0.00 77K Nov 16, 2021 Common Stock 23K $5.75 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 136,265 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
F3 The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on September 12, 2018.