Janis Hoyt - 15 Nov 2021 Form 4 Insider Report for Honest Company, Inc. (HNST)

Role
Chief People Officer
Signature
/s/ Brendan Sheehey, Attorney-in-Fact
Issuer symbol
HNST
Transactions as of
15 Nov 2021
Net transactions value
-$308,718
Form type
4
Filing time
17 Nov 2021, 14:24:36 UTC
Previous filing
13 Aug 2021
Next filing
28 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Options Exercise $4,086 +782 +0.57% $5.22 138,212 15 Nov 2021 Direct F1
transaction HNST Common Stock Options Exercise $66,324 +11,718 +8.5% $5.66 149,930 15 Nov 2021 Direct F1
transaction HNST Common Stock Options Exercise $106,125 +18,750 +13% $5.66 168,680 15 Nov 2021 Direct F1
transaction HNST Common Stock Options Exercise $106,125 +18,750 +11% $5.66 187,430 15 Nov 2021 Direct F1
transaction HNST Common Stock Options Exercise $141,500 +25,000 +13% $5.66 212,430 15 Nov 2021 Direct F1
transaction HNST Common Stock Sale $732,878 -75,000 -35% $9.77* 137,430 15 Nov 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -782 -1.6% $0.000000 49,218 15 Nov 2021 Common Stock 782 $5.22 Direct F4
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -11,718 -31% $0.000000 25,782 15 Nov 2021 Common Stock 11,718 $5.66 Direct F5
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -18,750 -100% $0.000000* 0 15 Nov 2021 Common Stock 18,750 $5.66 Direct F4
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -18,750 -100% $0.000000* 0 15 Nov 2021 Common Stock 18,750 $5.66 Direct F4
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 15 Nov 2021 Common Stock 25,000 $5.66 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.99, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The option is fully vested.
F5 The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on July 31, 2020.