Rick Rexing - 16 Nov 2021 Form 4 Insider Report for Honest Company, Inc. (HNST)

Role
Chief Revenue Officer
Signature
/s/ Brendan Sheehey, Attorney-in-Fact
Issuer symbol
HNST
Transactions as of
16 Nov 2021
Net transactions value
-$16,760
Form type
4
Filing time
18 Nov 2021, 12:16:55 UTC
Previous filing
13 Aug 2021
Next filing
28 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Options Exercise $17,620 +3,438 +2.4% $5.12 144,362 16 Nov 2021 Direct F1
transaction HNST Common Stock Sale $34,380 -3,438 -2.4% $10.00* 140,924 16 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -3,438 -1.7% $0.000000 196,562 16 Nov 2021 Common Stock 3,438 $5.12 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 140,924 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
F3 Twenty-five percent (25%) of the option shares shall vest and become exercisable on August 15, 2018; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter.