Brendan Sheehey - 16 Nov 2021 Form 4 Insider Report for Honest Company, Inc. (HNST)

Role
General Counsel
Signature
/s/ Brendan Sheehey
Issuer symbol
HNST
Transactions as of
16 Nov 2021
Net transactions value
-$21,700
Form type
4
Filing time
18 Nov 2021, 12:18:52 UTC
Previous filing
13 Aug 2021
Next filing
28 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNST Common Stock Options Exercise $28,300 +5,000 +3.6% $5.66 142,430 16 Nov 2021 Direct F1
transaction HNST Common Stock Sale $50,000 -5,000 -3.5% $10.00* 137,430 16 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HNST Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -12% $0.000000 36,250 16 Nov 2021 Common Stock 5,000 $5.66 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021.
F3 Option is fully vested.