Oxford Science Enterprises plc - 30 Sep 2025 Form 4 Insider Report for PepGen Inc. (PEPG)

Signature
/s/ Jim Wilkinson
Issuer symbol
PEPG
Transactions as of
30 Sep 2025
Net transactions value
+$640,000
Form type
4
Filing time
01 Oct 2025, 13:07:57 UTC
Previous filing
09 Apr 2024

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oxford Science Enterprises plc Former 10% Owner 46 WOODSTOCK ROAD, OXFORD, UNITED KINGDOM /s/ Jim Wilkinson 01 Oct 2025 0001856079

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEPG Common Stock Purchase $640,000 +200,000 +4.2% $3.20 4,955,388 30 Sep 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Oxford Science Enterprises plc is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Remarks:

On September 30, 2025, Oxford Science Enterprises plc purchased 200,000 shares of Common Stock at a price of $3.20 per share from the underwriters in the Issuer's public offering (the "2025 Public Offering"), bringing the total number of shares of Common Stock beneficially owned by Oxford Science Enterprises plc to 4,955,388. On September 24, 2025, the Issuer disclosed in its prospectus supplement, dated September 24, 2025, filed with the SEC on September 25, 2025, that it had 68,737,224 shares of Common Stock outstanding as of September 26, 2025. Accordingly, Oxford Science Enterprises plc is no longer deemed to beneficially own more than 10% of the Issuer's Common Stock. Oxford Science Enterprises plc is no longer subject to Section 16 of the Exchange Act with respect to the Issuer's Common Stock, and therefore will no longer report any such transactions on Form 4 or Form 5.