Constance E. von Muehlen - 07 Feb 2022 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Feb 2022, 16:42:03 UTC
Prior SEC filing
24 Jan 2022
Next SEC filing
16 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/JEANNE E. GAMMON, ATTORNEY IN FACT FOR CONSTANCE E. VON MUEHLEN

Key filing fact

Constance E. von Muehlen filed Form 4 for ALASKA AIR GROUP, INC. (ALK) on 09 Feb 2022.

Key facts

  • This page summarizes Constance E. von Muehlen's Form 4 filing for ALASKA AIR GROUP, INC. (ALK).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 09 Feb 2022, 16:42.

Change

  • Previous filing in this sequence was filed on 24 Jan 2022.
  • Current net transaction value: -$12,068.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALK transaction

COMMON STOCK

Award

Transaction value
$0
Shares
+894
Change %
+22%
Price
$0.000000
Shares after
4,992
Date
07 Feb 2022
Ownership
Direct
Footnotes
F1
ALK transaction

COMMON STOCK

Tax liability

Transaction value
$12,068
Shares
-218
Change %
-4.4%
Price
$55.36
Shares after
4,774
Date
07 Feb 2022
Ownership
Direct
Footnotes
F2, F3
ALK holding

COMMON STOCK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
235
Date
07 Feb 2022
Ownership
HELD BY SPOUSE

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALK transaction Derivative

RESTRICTED STOCK UNITS

Award

Transaction value
$0
Shares
+5,810
Change %
Price
$0.000000
Shares after
5,810
Date
07 Feb 2022
Ownership
Direct
Underlying class
COMMON STOCK
Underlying amount
5,810
Exercise price
$0.000000
Footnotes
F4
ALK transaction Derivative

EMPLOYEE STOCK OPTION (RT TO BUY)

Award

Transaction value
$0
Shares
+13,770
Change %
Price
$0.000000
Shares after
13,770
Date
07 Feb 2022
Ownership
Direct
Underlying class
COMMON STOCK
Underlying amount
13,770
Exercise price
$55.36
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Footnote F2

SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

Footnote F3

PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Footnote F4

RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Footnote F5

OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

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