Brian R. Smith - Nov 8, 2024 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Director, 10%+ Owner
Signature
/s/ Brian R. Smith
Stock symbol
ALKT
Transactions as of
Nov 8, 2024
Transactions value $
-$107,812,500
Form type
4
Date filed
11/12/2024, 05:19 PM
Previous filing
Oct 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Sale -$4.69M -125K -15.92% $37.50 660K Nov 8, 2024 Direct F1
transaction ALKT Common Stock Sale -$89.1M -2.38M -14.01% $37.50 14.6M Nov 8, 2024 See footnote F1, F2
transaction ALKT Common Stock Sale -$703K -18.8K -2.84% $37.50 641K Nov 12, 2024 Direct F3
transaction ALKT Common Stock Sale -$13.4M -356K -2.44% $37.50 14.2M Nov 12, 2024 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Persons sold these shares to the underwriter in a registered, underwritten secondary offering which closed on November 8, 2024 (the "Secondary Offering").
F2 Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein.
F3 The Reporting Persons sold these shares to the underwriter on November 12, 2024, pursuant to the exercise in full of the underwriter's option to purchase additional shares in the Secondary Offering.