Richard A. Meier - 21 Oct 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd

Role
President & CFO
Signature
/s/ Tom Adams, Attorney-in-Fact for Richard Meier
Issuer symbol
N/A
Transactions as of
21 Oct 2022
Net transactions value
$0
Form type
4
Filing time
21 Oct 2022, 17:43:39 UTC
Previous filing
21 Oct 2022
Next filing
17 May 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $0 +1,891,521 $0.000000 1,891,521 21 Oct 2022 Ordinary Share 1,891,521 Direct F1
transaction RKLY Stock Option (right to buy) Award $0 +1,891,521 $0.000000 1,891,521 21 Oct 2022 Ordinary Share 1,891,521 $0.6300 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU will vest over 4 years, with 25% vesting on the first anniversary of the date of grant, and the remaining 75% vesting in quarterly installments over the remaining 3 years, subject to continued service and acceleration upon a change in control.
F2 The Stock Option will vest over 4 years, with 25% vesting on the first anniversary of the date of grant, and the remaining 75% vesting in quarterly installments over the remaining 3 years, subject to continued service and acceleration upon a change in control.