Andrew George Rickman - 11 Aug 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Tom Adams, Attorney-in-fact for Andrew Rickman
Issuer symbol: N/A
Transactions as of: 11 Aug 2022
Net transactions value: -$14,289
Form type: 4
Filing time: 30 Aug 2022, 16:10:57 UTC
Previous filing: 17 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLY	Ordinary Share	Options Exercise	$0	+22,100	+0.13%	$0.000000	17,518,105	11 Aug 2022	Direct	F1
transaction	RKLY	Ordinary Share	Tax liability	$14,289	-9,655	-0.06%	$1.48	17,508,450	11 Aug 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RKLY	Restricted Stock Unit	Options Exercise	$0	-22,100	-7.7%	$0.000000	265,206	11 Aug 2022	Ordinary Share	22,100	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 8/11/2022; however, the transaction was not executed by the plan administrator until 8/24/2022.