Andrew Rickman - Aug 11, 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Tom Adams, Attorney-in-fact for Andrew Rickman
Stock symbol: RKLY
Transactions as of: Aug 11, 2022
Transactions value $: -$14,289
Form type: 4
Date filed: 8/30/2022, 04:10 PM
Previous filing: Mar 17, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKLY	Ordinary Share	Options Exercise	$0	+22.1K	+0.13%	$0.00	17.5M	Aug 11, 2022	Direct	F1
transaction	RKLY	Ordinary Share	Tax liability	-$14.3K	-9.66K	-0.06%	$1.48	17.5M	Aug 11, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RKLY	Restricted Stock Unit	Options Exercise	$0	-22.1K	-7.69%	$0.00	265K	Aug 11, 2022	Ordinary Share	22.1K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 8/11/2022; however, the transaction was not executed by the plan administrator until 8/24/2022.