Andrew Rickman - 11 Aug 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Tom Adams, Attorney-in-fact for Andrew Rickman
Issuer symbol
RKLY
Transactions as of
11 Aug 2022
Transactions value $
-$14,289
Form type
4
Filing time
30 Aug 2022, 16:10:57 UTC
Previous filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $0 +22.1K +0.13% $0.00 17.5M 11 Aug 2022 Direct F1
transaction RKLY Ordinary Share Tax liability -$14.3K -9.66K -0.06% $1.48 17.5M 11 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Options Exercise $0 -22.1K -7.69% $0.00 265K 11 Aug 2022 Ordinary Share 22.1K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 8/11/2022; however, the transaction was not executed by the plan administrator until 8/24/2022.