Nicolaus Henke - Feb 16, 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role: Director
Signature: /s/ Tom Adams, Attorney-in-fact for Nicolaus Henke
Stock symbol: RKLY
Transactions as of: Feb 16, 2022
Transactions value $: $0
Form type: 4
Date filed: 4/14/2022, 04:41 PM
Next filing: Aug 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RKLY	Restricted Stock Unit	Award	$0	+47.2K		$0.00	47.2K	Feb 16, 2022	Ordinary Share	47.2K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One third of the RSUs shall vest on the earlier of February 16, 2023 or the 2023 annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the then current year annual shareholder' meeting, subject to acceleration upon a change in control.

Content

One third of the RSUs shall vest on the earlier of February 16, 2023 or the 2023 annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the then current year annual shareholder' meeting, subject to acceleration upon a change in control.