Amit Nagra - Mar 25, 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Signature
/s/ Tom Adams, Attorney-in-fact for Amit Nagra
Stock symbol
RKLY
Transactions as of
Mar 25, 2022
Transactions value $
$80,385
Form type
4
Date filed
3/25/2022, 06:22 PM
Previous filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $80.4K +150K +31.71% $0.54* 623K Mar 25, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Stock Option (right to buy) Options Exercise $0 -150K -11.65% $0.00 1.14M Mar 25, 2022 Ordinary Share 150K $0.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were exercised in a cash transaction by the Reporting Person, they were granted under the Company's 2013 Equity Incentive Plan and were fully vested.