Amit Nagra - Jan 27, 2022 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Chief Operating Officer
Signature
/s/ Tom Adams, Attorney-in-fact for Amit Nagra
Stock symbol
RKLY
Transactions as of
Jan 27, 2022
Transactions value $
$241,155
Form type
4
Date filed
1/31/2022, 04:00 PM
Previous filing
Dec 15, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $241K +450K +1352.85% $0.54* 483K Jan 27, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Stock Option (right to buy) Options Exercise $0 -450K -25.9% $0.00 1.29M Jan 27, 2022 Ordinary Share 450K $0.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were exercised in a cash transaction by the Reporting Person, they were granted under the Company's 2013 Equity Incentive Plan and were fully vested.