Karim Karti - Oct 25, 2021 Form 4/A - Amendment Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Director
Signature
/s/ Tom Adams, Attorney-in-fact for Karim Karti
Stock symbol
RKLY
Transactions as of
Oct 25, 2021
Transactions value $
$169,680
Form type
4/A - Amendment
Date filed
10/27/2021, 09:57 PM
Date Of Original Report
Oct 27, 2021
Previous filing
Oct 20, 2021
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $0 +24K $0.00 24K Oct 25, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $170K +24K $7.07* 24K Oct 25, 2021 Ordinary Share 24K $0.00 Direct F1
transaction RKLY Restricted Stock Unit Options Exercise $0 -24K -100% $0.00* 0 Oct 25, 2021 Ordinary Share 24K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award vested ratably in six monthly installments, starting on February 16, 2021. All RSUs vested upon grant.