Karim Karti - 25 Oct 2021 Form 4/A - Amendment Insider Report for Rockley Photonics Holdings Ltd

Role
Director
Signature
/s/ Tom Adams, Attorney-in-fact for Karim Karti
Issuer symbol
N/A
Transactions as of
25 Oct 2021
Net transactions value
+$169,680
Form type
4/A - Amendment
Filing time
27 Oct 2021, 21:57:18 UTC
Date Of Original Report
27 Oct 2021
Previous filing
20 Oct 2021
Next filing
08 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLY Ordinary Share Options Exercise $0 +24,000 $0.000000 24,000 25 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $169,680 +24,000 $7.07* 24,000 25 Oct 2021 Ordinary Share 24,000 $0.000000 Direct F1
transaction RKLY Restricted Stock Unit Options Exercise $0 -24,000 -100% $0.000000* 0 25 Oct 2021 Ordinary Share 24,000 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award vested ratably in six monthly installments, starting on February 16, 2021. All RSUs vested upon grant.