Andrew Rickman - Oct 25, 2021 Form 4 Insider Report for Rockley Photonics Holdings Ltd (RKLY)

Role
Director, 10%+ Owner
Signature
/s/ Tom Adams, Attorney-in-fact for Andrew Rickman
Stock symbol
RKLY
Transactions as of
Oct 25, 2021
Transactions value $
$2,500,001
Form type
4
Date filed
10/27/2021, 04:54 PM
Previous filing
Aug 11, 2021
Next filing
Jul 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RKLY Restricted Stock Unit Award $2.5M +354K $7.07 354K Oct 25, 2021 Ordinary Share 354K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award will vest on the quarterly anniversary of the vesting start date (August 11, 2021) over four years (subject to continued service), with 6.25% of the award first vesting on November 11, 2021.