Kathryn H. Ruemmler - Jan 23, 2024 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Chief Legal Officer, GC
Signature
/s/ Jamie A. Greenberg, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jan 23, 2024
Transactions value $
-$6,866,632
Form type
4
Date filed
1/25/2024, 04:07 PM
Previous filing
Apr 21, 2023
Next filing
May 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +20.1K +463.17% 24.4K Jan 23, 2024 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability -$4.1M -10.6K -43.55% $385.96 13.8K Jan 23, 2024 Direct F2
transaction GS Common Stock, par value $0.01 per share Sale -$2.76M -7.28K -52.82% $379.81 6.5K Jan 23, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Restricted Stock Units Options Exercise -20.1K -100% 0 Jan 23, 2024 Common Stock, par value $0.01 per share 20.1K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
F3 Reflects a weighted average sale price of $379.81 per share, at prices ranging from $379.23 to $380.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.