Zach Rasmuson - 30 Sep 2022 Form 4 Insider Report for Duckhorn Portfolio, Inc.

Role
Executive Vice President, Chief Operating Officer
Signature
/s/ Sean Sullivan as attorney-in-fact
Issuer symbol
N/A
Transactions as of
30 Sep 2022
Net transactions value
$0
Form type
4
Filing time
04 Oct 2022, 16:52:13 UTC
Previous filing
05 Jul 2022
Next filing
01 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Award $0 +25,987 +48% $0.000000 79,724 30 Sep 2022 Direct F1
holding NAPA Common Stock 422,685 30 Sep 2022 By trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAPA Stock Options Award $0 +77,961 $0.000000 77,961 30 Sep 2022 Common Stock 77,961 $14.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.
F2 The option was granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.

Remarks:

Executive Vice President, Chief Operating Officer