Sean B.a. Sullivan - 30 Sep 2022 Form 4 Insider Report for Duckhorn Portfolio, Inc.

Role
Executive Vice President, Chief Strategy and Legal Officer
Signature
/s/ Sean Sullivan as attorney-in-fact
Issuer symbol
N/A
Transactions as of
30 Sep 2022
Net transactions value
$0
Form type
4
Filing time
04 Oct 2022, 16:57:02 UTC
Previous filing
17 May 2022
Next filing
27 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Award $0 +25,987 +16% $0.000000 186,751 30 Sep 2022 Direct F1
holding NAPA Common Stock 483 30 Sep 2022 ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAPA Stock Options Award $0 +77,961 $0.000000 77,961 30 Sep 2022 Common Stock 77,961 $14.43 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.
F2 The option was granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.

Remarks:

Executive Vice President, Chief Strategy and Legal Officer