Todd Robert Nelson - Jun 22, 2021 Form 4 Insider Report for Codex DNA, Inc. (TBIO)

Role: President & CEO, Director, 10%+ Owner
Signature: /s/ Jennifer McNealey, as Attorney-in-Fact
Stock symbol: TBIO
Transactions as of: Jun 22, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/23/2021, 04:01 PM
Previous filing: Jun 17, 2021
Next filing: Mar 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TBIO	Common Stock	Conversion of derivative security	$0	+90.7K		$0.00	90.7K	Jun 22, 2021	Direct	F1
transaction	TBIO	Common Stock	Conversion of derivative security	$0	+2M	+50%	$0.00	6M	Jun 22, 2021	See footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TBIO	Series A Preferred Stock	Conversion of derivative security	$0	-90.7K	-100%	$0.00^*	0	Jun 22, 2021	Common Stock	90.7K		Direct	F1
transaction	TBIO	Series Z Preferred Stock	Conversion of derivative security	$0	-2M	-100%	$0.00^*	0	Jun 22, 2021	Common Stock	2M		See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Series Z Preferred Stock, Series A Preferred Stock and Series A-1 Preferred Stock (collectively, the "Preferred Stock"), par value $0.0001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. The right to convert the Preferred Stock into Common Stock had no expiration date.
F2	Shares held of record by GATTACA Mining LLC ("GATTACA") . The Reporting Person is the managing member of GATTACA and may be deemed to have voting and dispositive power over the shares held by GATTACA.

Content

Each share of Series Z Preferred Stock, Series A Preferred Stock and Series A-1 Preferred Stock (collectively, the "Preferred Stock"), par value $0.0001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. The right to convert the Preferred Stock into Common Stock had no expiration date.

Shares held of record by GATTACA Mining LLC ("GATTACA") . The Reporting Person is the managing member of GATTACA and may be deemed to have voting and dispositive power over the shares held by GATTACA.