Daniel Glenn Gibson - Jun 17, 2021 Form 3 Insider Report for Codex DNA, Inc. (TBIO)

Role: Chief Technology Officer
Signature: /s/ Jennifer McNealey, as Attorney-in-Fact
Stock symbol: TBIO
Transactions as of: Jun 17, 2021
Transactions value $: $0
Form type: 3
Date filed: 6/17/2021, 11:01 AM
Next filing: Mar 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TBIO	Common Stock						81.2K	Jun 17, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	TBIO	Stock Option (right to buy)							Jun 17, 2021	Common Stock	39.5K	$0.39	Direct	F1
holding	TBIO	Stock Option (right to buy)							Jun 17, 2021	Common Stock	41.7K	$0.72	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Option granted under the Issuer's 2019 Equity Incentive Plan (the "2019 Plan"). Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2019 Plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one thirty-sixth (1/36th) of the remaining Shares subject to the Option shall vest in equal monthly installments on the same day of the month as the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 8, 2019. The option originally covered 237,046 shares of common stock pre 3 for 1 reverse split shares.
F2	Option granted under the Issuer's 2019 Equity Incentive Plan (the "2019 Plan"). Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2019 Plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one thirty-sixth (1/36th) of the remaining Shares subject to the Option shall vest in equal monthly installments on the same day of the month as the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 8, 2019. The option originally covered 250,000 shares of common stock pre 3 for 1 reverse split shares.

Content

Option granted under the Issuer's 2019 Equity Incentive Plan (the "2019 Plan"). Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2019 Plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one thirty-sixth (1/36th) of the remaining Shares subject to the Option shall vest in equal monthly installments on the same day of the month as the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 8, 2019. The option originally covered 237,046 shares of common stock pre 3 for 1 reverse split shares.

Option granted under the Issuer's 2019 Equity Incentive Plan (the "2019 Plan"). Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2019 Plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the Vesting Commencement Date, and one thirty-sixth (1/36th) of the remaining Shares subject to the Option shall vest in equal monthly installments on the same day of the month as the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 8, 2019. The option originally covered 250,000 shares of common stock pre 3 for 1 reverse split shares.

Remarks:

Exhibit 24 Power of Attorney