| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KITT | Common Stock | Options Exercise | $0 | +801 | +60% | $0.000000 | 2,139 | 07 Oct 2023 | Direct | F1, F2 |
| transaction | KITT | Common Stock | Options Exercise | $0 | +1,338 | +167% | $0.000000 | 2,139 | 28 May 2024 | Direct | F1, F2 |
| transaction | KITT | Common Stock | Other | $0 | +4,642 | $0.000000 | 4,642 | 07 Jun 2023 | By Dumby I. L.P. | F3, F4 | |
| transaction | KITT | Common Stock | Other | -72,084 | -100% | 0 | 07 Jun 2023 | By CleanTech Sponsor I LLC | F5, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KITT | Restricted Stock Units | Options Exercise | $0 | -801 | -3.1% | $0.000000 | 25,286 | 07 Oct 2023 | Common Stock | 801 | Direct | F1, F2, F7 | |
| transaction | KITT | Restricted Stock Units | Options Exercise | $0 | -1,338 | -5% | $0.000000 | 25,286 | 28 May 2024 | Common Stock | 1,338 | Direct | F1, F2, F8 | |
| transaction | KITT | Private Warrant | Award | +200,000 | 200,000 | 07 Jun 2023 | Common Stock | 5,556 | $11.50 | By Dumby I L.P. | F9, F10, F11 | |||
| transaction | KITT | Private Warrant | Other | -4,783,333 | -100% | 0 | 07 Jun 2023 | Common Stock | 132,871 | $11.50 | By CleanTech Sponsor I LLC | F5, F6, F9 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. |
| F2 | Reflects holdings as of the date of this Form. |
| F3 | On June 7, 2023, CleanTech Sponsor I LLC and CleanTech Investments, LLC (the "Co-Sponsors"), transferred an aggregate of 2,695,000 shares of Common Stock of the Company and 4,783,333 private warrants of the Company to certain transferees. Among those transfers, the Co-Sponsors transferred 4,642 shares to Dumby I, L.P. |
| F4 | The reporting person indirectly owns 4,642 shares held by Dumby I L.P. Mr. Spiro's wife is General Partner of Dumby I L.P. and Mr. Spiro is not a Limited Partner of Dumby I L.P. Mr. Spiro disclaims beneficial ownership of the shares held indirectly, except to the extent of his pecuniary interest therein. |
| F5 | On June 7, 2023, CleanTech Sponsor I LLC and CleanTech Investments, LLC (the "Co-Sponsors"), transferred an aggregate of 2,695,000 shares of Common Stock of the Company and 4,783,333 private warrants of the Company to certain transferees. |
| F6 | Securities held by CleanTech Sponsor I, LLC, of which the reporting person is a managing member. The reporting person disclaims beneficial ownership of the shares held indirectly, except to the extent of his pecuniary interest therein. |
| F7 | RSUs issued on October 7, 2022 and vested on October 7, 2023. |
| F8 | RSUs granted on November 7, 2023 and vested on May 28, 2024. |
| F9 | For every 36 Private Warrants, the registered holder is entitled to purchase one share of Common Stock at a price of $11.50 per full share, subject to adjustment. |
| F10 | On June 7, 2023, CleanTech Sponsor I LLC and CleanTech Investments, LLC (the "Co-Sponsors"), transferred an aggregate of 2,695,000 shares of Common Stock of the Company and 4,783,333 private warrants of the Company to certain transferees. Among those transfers, the Co-Sponsor's transferred 200,000 private warrants to Dumby I, LLP. |
| F11 | The reporting person indirectly owns 200,000 warrants held by Dumby I L.P. Mr. Spiro's wife is General Partner of Dumby I L.P. and Mr. Spiro is not a Limited Partner of Dumby I L.P. Mr. Spiro disclaims beneficial ownership of the shares held indirectly, except to the extent of his pecuniary interest therein. |
All holdings of common shares reflect balances after the 1 for 36 reverse stock split on July 18, 2024.