Jim Bellingham - 31 Dec 2024 Form 5 Insider Report for Nauticus Robotics, Inc. (KITT)

Role
Director
Signature
/s/ John Symington, Attorney in Fact
Issuer symbol
KITT
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
5
Filing time
14 Feb 2025, 18:03:30 UTC
Previous filing
19 Jul 2024
Next filing
30 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KITT Common Stock Options Exercise $0 +801 +60% $0.000000 2,139 07 Oct 2023 Direct F1, F2
transaction KITT Common Stock Options Exercise $0 +1,338 +167% $0.000000 2,139 28 May 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KITT Restricted Stock Units Options Exercise $0 -801 -3.1% $0.000000 25,286 07 Oct 2023 Common Stock 801 Direct F1, F2, F3
transaction KITT Restricted Stock Units Options Exercise $0 -1,338 -5% $0.000000 25,286 28 May 2024 Common Stock 1,338 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2 Reflects holdings at date of filing of this Form.
F3 RSUs issued on October 7, 2022 and vested on October 7, 2023.
F4 RSUs granted on November 7, 2023 and vested on May 28, 2024.

Remarks:

All balances reflect the 1 for 36 reverse stock split on July 18, 2024.