John W. Gibson Jr. - 09 Oct 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role: Interim CEO, Director
Signature: /s/ John Symington, Attorney in Fact
Issuer symbol: KITT
Transactions as of: 09 Oct 2024
Net transactions value: +$52,999
Form type: 4
Filing time: 27 Nov 2024, 20:14:13 UTC
Previous filing: 15 Mar 2024
Next filing: 07 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KITT	Common Stock	Options Exercise	$0	+3,229	+19%	$0.000000	20,322	09 Oct 2024	Direct	F1
transaction	KITT	Common Stock	Sale	$973	-766	-3.8%	$1.27	19,556	09 Oct 2024	Direct	F1, F2
transaction	KITT	Common Stock	Purchase	$53,972	+52,157	+267%	$1.03	71,713	26 Nov 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KITT	Restricted Stock Units	Options Exercise	$0	-3,229	-3.7%	$0.000000	84,417	09 Oct 2024	Common Stock	3,229		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
F2	Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
F3	Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F4	RSU's vested on October 9, 2024.