John W. Gibson Jr - Oct 9, 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role
Interim CEO, Director
Signature
/s/ John Symington, Attorney in Fact
Stock symbol
KITT
Transactions as of
Oct 9, 2024
Transactions value $
$52,999
Form type
4
Date filed
11/27/2024, 08:14 PM
Previous filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KITT Common Stock Options Exercise $0 +3.23K +18.89% $0.00 20.3K Oct 9, 2024 Direct F1
transaction KITT Common Stock Sale -$973 -766 -3.77% $1.27 19.6K Oct 9, 2024 Direct F1, F2
transaction KITT Common Stock Purchase $54K +52.2K +266.71% $1.03 71.7K Nov 26, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KITT Restricted Stock Units Options Exercise $0 -3.23K -3.68% $0.00 84.4K Oct 9, 2024 Common Stock 3.23K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
F2 Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
F3 Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
F4 RSU's vested on October 9, 2024.