William Flores - Nov 22, 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role
Director
Signature
/s/ Victoria Hay, Attorney in Fact
Stock symbol
KITT
Transactions as of
Nov 22, 2024
Transactions value $
$6,733
Form type
4
Date filed
11/26/2024, 05:46 PM
Previous filing
Nov 20, 2024
Next filing
Dec 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KITT Common Stock Purchase $1.04K +1K +24.29% $1.04 5.12K Nov 22, 2024 Direct F1
transaction KITT Common Stock Purchase $2.03K +2.06K +40.16% $0.99 7.17K Nov 25, 2024 Direct F1
transaction KITT Common Stock Purchase $3.66K +3.83K +53.37% $0.96 11K Nov 25, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KITT Restricted Stock Units 29.5K Nov 22, 2024 Common Stock 29.5K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
F2 Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F3 The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders