William Flores - 12 Apr 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Issuer symbol
KITT
Transactions as of
12 Apr 2024
Net transactions value
+$22,702
Form type
4
Filing time
15 Apr 2024, 17:11:34 UTC
Previous filing
09 Nov 2023
Next filing
19 Jul 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KITT Common Stock Purchase $16,156 +70,244 $0.2300 70,244 12 Apr 2024 Direct
transaction KITT Common Stock Purchase $6,546 +29,756 +42% $0.2200 100,000 15 Apr 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KITT Restricted Stock Units 48,166 12 Apr 2024 Common Stock 48,166 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2 The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

Remarks:

Exhibit 24 Power of Attorney