William Flores - Apr 12, 2024 Form 4 Insider Report for Nauticus Robotics, Inc. (KITT)

Role
Director
Signature
/s/ Nicholas J. Bigney, attorney-in-fact
Stock symbol
KITT
Transactions as of
Apr 12, 2024
Transactions value $
$22,702
Form type
4
Date filed
4/15/2024, 05:11 PM
Previous filing
Nov 9, 2023
Next filing
Jul 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KITT Common Stock Purchase $16.2K +70.2K $0.23 70.2K Apr 12, 2024 Direct
transaction KITT Common Stock Purchase $6.55K +29.8K +42.36% $0.22 100K Apr 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KITT Restricted Stock Units 48.2K Apr 12, 2024 Common Stock 48.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2 The RSUs vest on the earlier of (i) November 7, 2024, or (ii) the date immediately preceding the Company's 2024 annual meeting of stockholders if the reporting person is not on the ballot for such meeting.

Remarks:

Exhibit 24 Power of Attorney