Paul Schwichtenberg - Dec 1, 2021 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
SVP and CFO
Signature
/s/ Sam Schlessinger, attorney in fact for Paul Schwichtenberg
Stock symbol
ASRT
Transactions as of
Dec 1, 2021
Transactions value $
$0
Form type
4
Date filed
12/2/2021, 05:45 PM
Previous filing
May 24, 2021
Next filing
Feb 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Stock Options Award $0 +235K $0.00 235K Dec 1, 2021 Common Stock 235K $1.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of these stock options are scheduled to vest on each of the first three anniversaries of the grant date.
F2 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.