Ajay Patel - 01 Dec 2021 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
SVP and CAO
Signature
/s/ Sam Schlessinger, attorney in fact for Ajay Patel
Issuer symbol
ASRT
Transactions as of
01 Dec 2021
Net transactions value
$0
Form type
4
Filing time
02 Dec 2021, 17:48:45 UTC
Previous filing
03 Aug 2021
Next filing
08 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Stock Options Award $0 +235,000 $0.000000 235,000 01 Dec 2021 Common Stock 235,000 $1.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of these stock options are scheduled to vest on each of the first three anniversaries of the grant date.
F2 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.