Sean Searby - 24 Aug 2025 Form 4 Insider Report for Amalgamated Financial Corp. (AMAL)

Role
EVP Chief Info. & Ops. Officer
Signature
/s/Sean Searby
Issuer symbol
AMAL
Transactions as of
24 Aug 2025
Net transactions value
-$170,258
Form type
4
Filing time
26 Aug 2025, 20:14:53 UTC
Previous filing
03 Apr 2025
Next filing
28 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Searby Sean EVP Chief Info. & Ops. Officer 275 7TH AVENUE, NEW YORK /s/Sean Searby 26 Aug 2025 0001849127

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMAL Common Stock Tax liability $48,034 -1,599 -8.9% $30.04 16,409 24 Aug 2025 Direct F1, F2
transaction AMAL Common Stock Sale $122,225 -4,106 -25% $29.77 12,303 25 Aug 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the shares withheld related to the vesting of a restricted stock unit installment, awarded to the reporting person on August 24, 2022.
F2 The amount of Securities Beneficially Owned Following the Reported Transaction includes 39.4 shares of common stock acquired by the reporting person through the dividend reinvestment program
F3 This disposition was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 04/29/2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.84 - $29.71. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.