GO EK Ventures IV, LLC - Jul 1, 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
10%+ Owner
Signature
B. Thomas Golisano
Stock symbol
KODK
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
7/6/2021, 08:51 AM
Next filing
Oct 12, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK 5.00% Series C Convertible Preferred Stock Other $0 +12.6K +1.25% $0.00 1.02M Jul 1, 2021 Common Stock 126K $10.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event of the liquidation preference of the Series C Convertible Preferred Stock is increased.
F2 The reporting person received 12,568 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on the aggregate shares of Series C Preferred Stock owned at the close of business on the record date of July 1, 2021, and payable on July 15, 2021.
F3 The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.