Charles S. Berkman - Nov 1, 2022 Form 4/A Insider Report for OmniAb, Inc. (OABI)

Role
Chief Legal Officer
Signature
/s/ Charles S. Berkman
Stock symbol
OABI
Transactions as of
Nov 1, 2022
Transactions value $
$0
Form type
4/A
Date filed
4/23/2024, 05:42 PM
Date Of Original Report
Nov 3, 2022
Previous filing
Sep 30, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OABI Common Stock Award +367K 305K Nov 1, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the business combination of Avista Public Acquisition Corp. II and OmniAb, Inc. ("Legacy OmniAb"), as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of Legacy OmniAb automatically converted into the right to receive securities of the Issuer with the same terms and conditions in accordance with an exchange ratio described in the Merger Agreement.
F2 This amendment is being filed to correct a Form 4 filed on November 3, 2022, which inadvertently understated the number of shares beneficially held by the Reporting Person following the transaction reported by 12,795 shares. The number reported in column 4 represents the correct number of shares acquired by the Reporting Person as of November 1, 2022, which included (1) 97,769 restricted stock units and (2) 115,346 earn-out shares.
F3 Represents the number of shares beneficially held by the Reporting Person as of the date of this filing, as adjusted for the administrative error identified in footnote 2.